Filing Details
- Accession Number:
- 0001222114-18-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-13 08:36:27
- Reporting Period:
- 2018-08-09
- Accepted Time:
- 2018-08-13 08:36:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222114 | J Joseph Corasanti | C/O Ii-Vi Incorporated 375 Saxonburg Blvd Saxonburg PA 16056 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-09 | 23,000 | $10.04 | 73,026 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-09 | 7,000 | $12.08 | 80,026 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-09 | 30,000 | $44.77 | 50,026 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-10 | 10,120 | $12.08 | 60,146 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-10 | 7,120 | $45.07 | 53,026 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-10 | 3,000 | $45.54 | 50,026 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2018-08-09 | 23,000 | $0.00 | 23,000 | $10.04 |
| Common Stock | Option (Right to Buy) | Disposition | 2018-08-09 | 7,000 | $0.00 | 7,000 | $12.08 |
| Common Stock | Option (Right to Buy) | Disposition | 2018-08-10 | 10,120 | $0.00 | 10,120 | $12.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-07 | No | 4 | M | Direct | |
| 10,120 | 2019-08-15 | No | 4 | M | Direct | |
| 0 | 2019-08-15 | No | 4 | M | Direct |
Footnotes
- The total amount of securities beneficially owned has been adjusted to reflect beneficial ownership of 9,000 additional shares that previously were inadvertently omitted in the amount of securities beneficially owned by the reporting person.
- Represents the weighted average of multiple sale transactions ranging in price from $44.7019 to $44.8013. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sale transactions ranging in price from $44.5000 to $45.2903. The reported person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The grant of these options previously was reported as covering 11,500 shares at an exercise price of $20.08 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- These options vested in five equal annual installments beginning on February 7, 2010.
- The grant of these options previously was reported as covering 8,560 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- These options vested in five equal annual installments beginning on August 15, 2010.
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