Filing Details

Accession Number:
0001209191-18-046311
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-10 18:40:26
Reporting Period:
2018-08-08
Accepted Time:
2018-08-10 18:40:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368148 Athersys Inc / New ATHX Pharmaceutical Preparations (2834) 204864095
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402605 K Laura Campbell 3201 Carnegie Avenue
Cleveland OH 44115-2634
Senior Vice Pres Finance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-08-08 2,800 $2.01 590,424 No 4 S Direct
Common Stock Disposition 2018-08-09 1,000 $2.00 589,424 No 4 S Direct
Common Stock Disposition 2018-08-10 25,068 $2.01 564,356 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares sold pursuant to a Rule 10b5-1 trading plan that commenced in July 2018. A predefined number of shares may be sold from time-to-time based on predefined price increases over a two-year period.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.01, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.015, inclusive.
  4. Securities beneficially owned are comprised of: (1) 423,755 shares of common stock owned and (2) unvested restricted stock units aggregating 140,601 related to annual awards, which vest quarterly over a four-year period from grant date.