Filing Details

Accession Number:
0000899243-18-022055
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-10 17:28:57
Reporting Period:
2018-08-08
Accepted Time:
2018-08-10 17:28:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855612 Zix Corp ZIXI Services-Computer Processing & Data Preparation (7374) 752216818
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1342555 C Robert Hausmann 2711 N. Haskell Avenue
Suite 2200
Dallas TX 75204
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2018-08-08 3,075 $4.96 71,285 No 4 M Direct
Common Acquisiton 2018-08-08 3,852 $3.61 75,137 No 4 M Direct
Common Acquisiton 2018-08-08 5,000 $2.40 80,137 No 4 M Direct
Common Acquisiton 2018-08-08 5,000 $2.46 85,137 No 4 M Direct
Common Acquisiton 2018-08-08 36,000 $1.76 121,137 No 4 M Direct
Common Disposition 2018-08-08 52,927 $5.66 68,210 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Option Disposition 2018-08-08 3,075 $0.00 3,075 $4.96
Common Stock Common Stock Option Disposition 2018-08-08 3,852 $0.00 3,852 $3.61
Common Stock Common Stock Option Disposition 2018-08-08 5,000 $0.00 5,000 $2.40
Common Stock Common Stock Option Disposition 2018-08-08 5,000 $0.00 5,000 $2.46
Common Stock Common Stock Option Disposition 2018-08-08 36,000 $0.00 36,000 $1.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
49,852 2027-02-12 No 4 M Direct
46,000 2026-02-17 No 4 M Direct
41,000 2020-06-06 No 4 M Direct
36,000 2020-04-08 No 4 M Direct
0 2020-01-03 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $5.66. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  2. Grant of 3,075 options on February 13, 2017 vested quarterly and pro-rata over one year. These options expire February 12, 2027.
  3. Grant of 3,852 options on February 18, 2016 vested quarterly and pro-rata over one year. These options expire February 17, 2026.
  4. Grant of 5,000 options on June 7, 2010 vested quarterly and pro-rata over one year. These options expire June 6, 2020.
  5. Grant of 5,000 options on April 9, 2010 vested quarterly and pro-rata over one year. These options expire April 8, 2020.
  6. Grant of 36,000 options on January 4, 2010 vested quarterly and pro-rata over one year. These options expire January 3, 2020.