Filing Details

Accession Number:
0001461790-18-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-10 16:51:00
Reporting Period:
2018-08-10
Accepted Time:
2018-08-10 16:51:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1659122 Rosehill Resources Inc. ROSE () A6
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1461790 K2 Principal Fund, L.p. 2 Bloor Street West
Suite 801
Toronto A6 M4W 3E2
No No Yes No
1462149 Shawn Kimel 2 Bloor Street West
Suite 801
Toronto A6 M4W 3E2
No No Yes No
1462150 Shawn Kimel Investments, Inc. 2 Bloor Street West
Suite 801
Toronto A6 M4W 3E2
No No Yes No
1462151 K2 & Associates Investment Management Inc. 2 Bloor Street West
Suite 801
Toronto A6 M4W 3E2
No No Yes No
1489956 K2 Genpar 2009 Inc 2 Bloor Street West
Suite 801
Toronto A6 M4W 3E2
No No Yes No
1489957 K2 Genpar Lp 2 Bloor Street West
Suite 801
Toronto A6 M4W 3E2
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-08-09 27,922 $8.81 268,769 No 4 S Direct
Class A Common Stock Disposition 2018-08-10 4,508 $8.50 264,261 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Warrants $11.50 2017-05-27 2022-04-27 1,164,548 1,164,548 Direct
Class A Common Stock 8% Series A Cumulative Preferred Stock $0.00 939,336 10,802 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-04-27 1,164,548 1,164,548 Direct
939,336 10,802 Direct
Footnotes
  1. Each shares of series A preferred stock is convertible into 86.9565 shares of class A stock and there is no expiration
  2. The series A preferred stock is convertible into class A common stock any time