Filing Details

Accession Number:
0001357521-18-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-10 16:44:46
Reporting Period:
2018-08-09
Accepted Time:
2018-08-10 16:44:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000045 Nicholas Financial Inc NICK Short-Term Business Credit Institutions (6153) 593019317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1357521 M Kelly Malson 2454 Mcmullen Booth Road
Building C
Clearwater FL 33759
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2018-08-09 2,000 $10.90 2,000 No 4 P Direct
Common Acquisiton 2018-08-09 2,000 $0.00 4,000 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Footnotes
  1. These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/9/2018 was $11.02