Filing Details
- Accession Number:
- 0001179110-18-010500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-10 16:31:35
- Reporting Period:
- 2018-08-08
- Accepted Time:
- 2018-08-10 16:31:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1235010 | Momenta Pharmaceuticals Inc | MNTA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229450 | A Craig Wheeler | C/O Momenta Pharmaceuticals, Inc. 301 Binney Street Cambridge MA 02142 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-08 | 5,781 | $0.00 | 195,048 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-08 | 2,601 | $28.74 | 192,447 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2018-08-08 | 5,781 | $0.00 | 5,781 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 57,813 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 356,651 | Indirect | Craig Wheeler Revocable Trust |
| Common Stock | 36,725 | Indirect | Craig A Wheeler 2016 Annuity Trust |
Footnotes
- Shares received pursuant to settlement of Restricted Stock Units that were granted on February 7, 2017.
- Reflects a decrease of 2,406 shares of MNTA common stock transferred to the Craig Wheeler Revocable Trust on August 8, 2018.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person August 7, 2017.
- This transaction was executed in multiple trades at prices ranging from $28.45 to $29.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Reflects the transfer of 2,406 shares of MNTA common stock on August 8, 2018 to the Craig Wheeler Revocable Trust that were previously held directly by Mr. Wheeler.
- Also reflects an increase of 9,255 shares of MNTA common stock transferred on May 29, 2018 to the Craig Wheeler Revocable Trust that were previously held indirectly by Mr. Wheeler in the Craig A. Wheeler 2016 Annuity Trust, which is a qualified annuity trust within the meaning of Section 2702 of the Internal Revenue Code of 1986, as amended, and Treasury Regulation 25.2702-3.
- Reflects a decrease of 9,255 shares of MNTA common stock transferred to the Craig Wheeler Revocable Trust on May 29, 2018.
- Restricted Stock Units convert into common stock on a one-for-one basis.
- Subject to certain criteria, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.
Billionaire Hedge Funds
