- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2018-08-09 17:06:33
- Reporting Period:
- Accepted Time:
- 2018-08-09 17:06:33
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1411494||Apollo Global Management Llc||APO||Investment Advice (6282)||208880053|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1557288||Martin Kelly||C/o Apollo Global Management, Llc |
9 West 57Th Street, 43Rd Floor
New York NY 10019
|Chief Financial Officer||No||Yes||No||No|
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Class A Shares||Disposition||2018-08-07||11,509||$35.26||300,738||No||4||F||Direct|
|Class A Shares||Disposition||2018-08-08||11,500||$35.66||289,238||No||4||S||Direct|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
- Consists of Class A shares withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising inconnection with the delivery of Class A shares underlying vested restricted share units ("RSUs") that were granted under the Apollo GlobalManagement, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan").
- Reported amount includes 105,375 RSUs under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.58 to $35.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.