Filing Details

Accession Number:
0000008947-18-000139
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-08-09 16:56:22
Reporting Period:
2018-07-10
Accepted Time:
2018-08-09 16:56:22
Original Submission Date:
2018-07-12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8947 Azz Inc AZZ Electric Lighting & Wiring Equipment (3640) 750948250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188234 R Daniel Feehan One Museum Place Suite 500
3100 West 7Th Street
Fort Worth TX 76107
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-07-10 1,823 $0.00 64,497 No 4 A Direct
Common Stock Acquisiton 2018-07-11 2,724 $25.67 67,221 No 4 M Direct
Common Stock Disposition 2018-07-11 1,275 $54.85 65,946 No 4 F Direct
Common Stock Acquisiton 2018-07-11 1,362 $45.36 67,308 No 4 M Direct
Common Stock Disposition 2018-07-11 1,127 $54.85 66,181 No 4 F Direct
Common Stock Acquisiton 2018-07-11 1,603 $43.92 67,784 No 4 M Direct
Common Stock Disposition 2018-07-11 1,284 $54.85 66,500 No 4 F Direct
Common Stock Disposition 2018-07-11 2,003 $54.50 64,497 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock STOCK APPRECIATION RIGHTS Disposition 2018-07-11 2,724 $25.67 2,724 $0.00
Common Stock STOCK APPRECIATION RIGHTS Disposition 2018-07-11 1,362 $45.36 1,362 $0.00
Common Stock STOCK APPRECIATION RIGHTS Disposition 2018-07-11 1,603 $43.92 1,603 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,724 No 4 M Direct
1,362 No 4 M Direct
1,603 No 4 M Direct
Footnotes
  1. Shares forfeited for the conversion of stock appreciation rights ("SARs"), which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($25.67) over the exercise price ($54.85).
  2. Shares forfeited for the conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($45.36) over the exercise price ($54.85).
  3. Shares forfeited for the conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($43.92) over the exercise price ($54.85).
  4. The shares sold on the open market are the aggregate net shares received upon the exercise of the SARs reported in Table I.
  5. The conversion of stock appreciation rights ("SARs"), which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($25.67) over the exercise price ($54.85).
  6. On March 1, 2012 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2013.
  7. The SARs granted on March 1, 2012 have an expiration date of March 1, 2019.
  8. The conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($45.36) over the exercise price ($54.85).
  9. On March 1, 2013 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2014.
  10. The SARs granted on March 1, 2013 have an expiration date of March 1, 2020.
  11. The conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($43.92) over the exercise price ($54.85).
  12. On March 1, 2014 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2015.
  13. The SARs granted on March 1, 2014 have an expiration date of March 1, 2021.