Filing Details

Accession Number:
0001213900-18-010537
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-09 12:09:21
Reporting Period:
2018-06-19
Accepted Time:
2018-08-09 12:09:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
869495 Deep Well Oil & Gas Inc DWOG Crude Petroleum & Natural Gas (1311) 133087510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1429081 Malik Youyou Sadovnicheskeya Nab 69
Moscow 1Z 115035
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2018-06-19 300,000 $0.05 10,072,194 No 4 M Indirect See footnote
Common Shares Acquisiton 2014-06-10 250,000 $0.29 9,772,194 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Option (right to acquire) Disposition 2018-06-19 300,000 $0.05 300,000 $0.05
Common Shares Stock Option (right to acquire) Disposition 2014-09-19 0 $0.38 600,000 $0.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-06-20 No 4 M Direct
600,000 2019-09-19 No 4 J Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 104,783,897 Direct
Footnotes
  1. On June 20, 2013, the Issuer's Board granted Mr. Malik Youyou, options to purchase 450,000 shares each of common stock at an exercise price of $0.05 per share of common stock, with one-third vesting immediately, one-third vesting on June 20, 2014, and one-third vesting on June 20, 2015, each with a five-year life from the original grant date. In August of 2013, Mr. Malik Youyou exercised a portion of the June 20, 2016 non-qualified stock options for 150,000 shares of the Issuer's common stock, which such transaction was previously reported on Form 4.
  2. As of June 19, 2018, Mr. Malik Youyou exercised 300,000 of the remaining non-qualified stock options issued to him on June 20, 2013, and subsequently transferred them to Westline Enterprises Limited.
  3. The number of derivative securities owned after the transactions reported in Column 9 of Table II above includes all remaining outstanding derivative securities held by Mr. Malik Youyou, regardless of the type of derivative security the reporting person beneficially owns of the Issuer.
  4. On September 19, 2014, the Issuer's Board granted Mr. Malik Youyou, options to purchase 600,000 shares each of common stock at an exercise price of $0.38 per common share, with one-third vesting immediately, one-third vesting on September 19, 2015, and one-third vesting on September 19, 2016, each with a five-year life from the original grant date. These options were previously disclosed on Form 4.
  5. Westline Enterprises Limited, a company 100% owned by Mr. Malik Youyou.