Filing Details
- Accession Number:
- 0001567619-18-000122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-08 16:20:58
- Reporting Period:
- 2018-08-06
- Accepted Time:
- 2018-08-08 16:20:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1561387 | Health Insurance Innovations Inc. | HIIQ | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366008 | Sheldon Wang | C/O Health Insurance Innovations, Inc. 15438 N. Florida Ave., Suite 201 Tampa FL 33613 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-08-06 | 5,107 | $12.13 | 38,782 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2018-08-06 | 20,000 | $4.95 | 58,782 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2018-08-06 | 5,039 | $6.77 | 63,821 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-08-06 | 4,459 | $43.75 | 59,362 | No | 4 | D | Direct | |
| Class A Common Stock | Disposition | 2018-08-06 | 6,593 | $43.33 | 52,769 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Appreciation Rights | Disposition | 2018-08-06 | 5,107 | $0.00 | 5,107 | $12.13 |
| Class A Common Stock | Stock Appreciation Rights | Disposition | 2018-08-06 | 5,039 | $0.00 | 5,039 | $6.77 |
| Class A Common Stock | Stock Appreciation Rights | Disposition | 2018-08-06 | 20,000 | $0.00 | 20,000 | $4.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-07-14 | No | 4 | M | Direct | |
| 0 | 2021-05-25 | No | 4 | M | Direct | |
| 0 | 2022-07-01 | No | 4 | M | Direct |
Footnotes
- Shares retained by the issuer to satisfy the exercise price of stock appreciation rights exercised by the reporting person.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.50 to $43.85, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
- These stock-settled stock appreciation rights were previously granted under the Plan and are scheduled to vest in increments of 20%, 20%, 20%, and 40% on successive anniversary dates of the grant, subject to the terms of the plan and an award agreement under the plan.
- These stock-settled stock appreciation rights were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are vested as of the date of this Form 4.
- These stock-settled stock appreciation rights were previously granted under the Plan and are scheduled to vest in increments of 25%, 25%, and 50% on successive anniversary dates of the grant, subject to the terms of the Plan and an award agreement under the Plan.
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