Home > Insider Trading > Filing (0001225208-18-012423)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
26172	Cummins Inc	CMI	Engines & Turbines (3510)	350257090

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1629977	A Tracy Embree	500 Jackson Street Columbus IN 47201	Vp & Pres. - Components Group	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Acquisiton	2018-08-06	650	$67.58	4,122	No	4	M	Direct
Common	Disposition	2018-08-06	462	$141.70	3,660	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Stock Option (Right-to-Buy)	Disposition	2018-08-06	650	$0.00	650	$67.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-06-01	2020-06-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common	42	Indirect	By 401(k) Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Stock Option (Right-to-Buy)	$99.17	2013-11-16	2021-11-16	561	561	Direct
Common	Stock Option (Right-to-Buy)	$109.09	2019-04-04	2026-04-04	19,410	19,410	Direct
Common	Stock Option (Right-to-Buy)	$111.84	2015-04-02	2023-04-02	1,910	1,910	Direct
Common	Stock Option (Right-to-Buy)	$118.15	2011-05-06	2021-05-06	400	400	Direct
Common	Stock Option (Right-to-Buy)	$119.77	2013-05-02	2021-05-02	429	429	Direct
Common	Stock Option (Right-to-Buy)	$120.28	2014-04-02	2022-04-02	1,470	1,470	Direct
Common	Stock Option (Right-to-Buy)	$136.82	2018-04-02	2025-04-02	6,700	6,700	Direct
Common	Stock Option (Right-to-Buy)	$149.34	2017-04-02	2024-04-02	1,420	1,420	Direct
Common	Stock Option (Right-to-Buy)	$149.72	2020-04-03	2027-04-03	13,760	13,760	Direct
Common	Stock Option (Right-to-Buy)	$160.10	2021-04-03	2028-04-03	9,560	9,560	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-11-16	561	561	Direct
2026-04-04	19,410	19,410	Direct
2023-04-02	1,910	1,910	Direct
2021-05-06	400	400	Direct
2021-05-02	429	429	Direct
2022-04-02	1,470	1,470	Direct
2025-04-02	6,700	6,700	Direct
2024-04-02	1,420	1,420	Direct
2027-04-03	13,760	13,760	Direct
2028-04-03	9,560	9,560	Direct

Footnotes

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.7029 - $141.71. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Reflects a negative adjustment of 7 shares since the Reporting Person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.