Filing Details
- Accession Number:
- 0001547903-18-000103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-07 20:23:23
- Reporting Period:
- 2018-08-03
- Accepted Time:
- 2018-08-07 20:23:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188413 | Steven Scheid | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-08-03 | 11,500 | $21.58 | 72,691 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2018-08-03 | 10,000 | $10.00 | 82,691 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-08-03 | 10,000 | $21.66 | 72,691 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-08-06 | 10,100 | $21.24 | 62,591 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2018-08-06 | 10,000 | $10.00 | 72,591 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-08-06 | 10,000 | $20.98 | 62,591 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-08-07 | 8,400 | $21.94 | 54,191 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2018-08-07 | 15,000 | $10.00 | 69,191 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-08-07 | 15,000 | $21.63 | 54,191 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2018-08-03 | 10,000 | $0.00 | 10,000 | $10.00 |
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2018-08-06 | 10,000 | $0.00 | 10,000 | $10.00 |
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2018-08-07 | 15,000 | $0.00 | 15,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,625 | 2022-04-24 | No | 4 | M | Direct | |
| 55,625 | 2022-04-24 | No | 4 | M | Direct | |
| 40,625 | 2022-04-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | 10,000 | Indirect | By Scheid Family Trust, of which Mr. Scheid and his wife are co-trustees and beneficiaries |
Footnotes
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $21.5764. The range of sale prices on the transaction date was $21.355 to $21.83. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $21.6618. The range of sale prices on the transaction date was $21.30 to $22.025. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $21.2363. The range of sale prices on the transaction date was $20.85 to $21.43. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $20.9824. The range of sale prices on the transaction date was $20.75 to $21.35. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $21.9352. The range of sale prices on the transaction date was $21.80773 to $22.00983. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $21.6299. The range of sale prices on the transaction date was $21.45 to $21.80. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Represents 49,268 class A common shares and 4,923 unvested restricted stock units.
- The stock option award vested in full on April 24, 2015.
Billionaire Hedge Funds
