Filing Details
- Accession Number:
- 0001551923-18-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-07 14:06:38
- Reporting Period:
- 2018-08-03
- Accepted Time:
- 2018-08-07 14:06:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1528930 | Liberty Tax Inc. | TAX | Patent Owners & Lessors (6794) | 273561876 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1551923 | Ltd Services Business Datatax | 150, 3015 5Th Avenue Ne Calgary A0 T2A 6T8 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Special Voting Preferred Stock | Disposition | 2018-08-03 | 10 | $0.00 | 0 | No | 4 | C | Direct | |
| Class A Common Stock | Acquisiton | 2018-08-03 | 1,000,000 | $0.00 | 3,000,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2018-08-03 | 3,000,000 | $8.54 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Exchangeable Shares | Disposition | 2018-08-03 | 1,000,000 | $0.00 | 1,000,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct |
Footnotes
- On August 3, 2018, the Reporting Person entered into an agreement to sell 3,000,000 shares of the Issuer's Class A Common Stock to Vintage Tributum LP in a private transaction (the "Private Sale"). In connection with the Private Sale, the Reporting Person converted 1,000,000 Exchangeable Shares of Liberty Tax Holding Corporation, a wholly-owned subsidiary of Issuer (the "Exchangeable Shares"), and 10 shares of the Issuer's Special Voting Preferred Stock (the "Special Voting Preferred Stock") into 1,000,000 shares of the Issuer's Class A Common Stock.
- The Exchangeable Shares and Special Voting Preferred Stock were convertible into Class A Common Stock at any time and had no expiration date.
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