Filing Details
- Accession Number:
- 0000743367-18-000124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-06 17:19:08
- Reporting Period:
- 2018-08-03
- Accepted Time:
- 2018-08-06 17:19:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 743367 | Bar Harbor Bankshares | BHB | State Commercial Banks (6022) | 010393663 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1242194 | C Marsha Sawyer | C/O Bar Harbor Bankshares P.o. Box 400, 82 Main Street Bar Harbor ME 04609 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-03 | 621 | $28.63 | 5,060 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-03 | 214 | $28.63 | 4,846 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-08-03 | 133 | $0.00 | 10,288 | No | 4 | P | Indirect | By 401(k) Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Indirect | By 401(k) Plan |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units (RSUs)- Acquisition | Disposition | 2018-08-03 | 621 | $0.00 | 621 | $28.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,240 | 2018-08-03 | 2020-08-03 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Units (RSUs) convert into the issuers common stock on a one-for-one basis.
- These shares were withheld to satisfy the executive's tax liability associated with the vesting of restricted stock units. This was not an open market sale of securities.
- These shares were acquired through the executive's participation in dividend reinvestment programs.
- On August 3,2017, the reporting person was granted 1,861 RSUs, vesting in three equal annual installments on the anniversary of the date of the grant, beginning in August 2018. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period.
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