Filing Details

Accession Number:
0000743367-18-000122
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-06 17:18:13
Reporting Period:
2018-08-03
Accepted Time:
2018-08-06 17:18:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
743367 Bar Harbor Bankshares BHB State Commercial Banks (6022) 010393663
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1619879 B Richard Maltz C/O Bar Harbor Bankshares
P.o. Box 400, 82 Main Street
Bar Harbor ME 04609
Evp, Coo & Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-03 1,241 $28.63 8,202 No 4 M Direct
Common Stock Disposition 2018-08-03 428 $28.63 7,774 No 4 F Direct
Common Stock Acquisiton 2018-08-03 46 $0.00 7,820 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units (RSUs)- Acquisition Disposition 2018-08-03 1,241 $0.00 1,241 $28.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,482 2018-08-03 2020-08-03 No 4 M Direct
Footnotes
  1. Restricted Stock Units (RSUs) convert into the issuers common stock on a one-for-one basis.
  2. These shares were withheld to satisfy the executive's tax liability associated with the vesting of restricted stock units. This was not an open market sale of securities.
  3. These shares were acquired through the executive's participation in dividend reinvestment programs.
  4. On August 3,2017, the reporting person was granted 3,723 RSUs, vesting in three equal annual installments on the anniversary of the date of the grant, beginning in August 2018. At the time of vesting, sufficient shares may be withheld to cover the executive's tax liabilities. All shares delivered at each vesting are subject to an additional three year holding period.