Filing Details

Accession Number:
0001140361-18-035448
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-03 18:31:46
Reporting Period:
2018-08-02
Accepted Time:
2018-08-03 18:31:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212458 Proofpoint Inc PFPT Services-Computer Processing & Data Preparation (7374) 510414846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1547394 David Knight C/O Proofpoint, Inc.
892 Ross Drive
Sunnyvale CA 94089
Evp/Gm, Threat Sys Product Grp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-08-02 120 $112.02 17,694 No 4 S Direct
Common Stock Disposition 2018-08-02 240 $113.29 17,454 No 4 S Direct
Common Stock Disposition 2018-08-02 240 $114.10 17,214 No 4 S Direct
Common Stock Disposition 2018-08-02 700 $115.43 16,514 No 4 S Direct
Common Stock Disposition 2018-08-02 200 $116.04 16,314 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 8, 2018.
  2. Represents the aggregate of sales effected on the same day at different prices.
  3. Represents the weighted average sales price per share. The shares sold at prices ranging from $111.715 to $112.45 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  4. Represents the weighted average sales price per share. The shares sold at prices ranging from $112.74 to $113.70 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  5. Represents the weighted average sales price per share. The shares sold at prices ranging from $113.81 to $114.54 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  6. Represents the weighted average sales price per share. The shares sold at prices ranging from $114.85 to $115.83 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  7. Represents the weighted average sales price per share. The shares sold at prices ranging from $115.85 to $116.18 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.