Filing Details

Accession Number:
0001562180-18-003480
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-03 16:02:26
Reporting Period:
2018-08-01
Accepted Time:
2018-08-03 16:02:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
35214 Ferro Corp FOE Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 340217820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1445050 Hugo Mark Duesenberg 6060 Parkland Boulevard
Mayfield Heights OH 44124
General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-01 11,000 $1.37 179,631 No 4 M Direct
Common Stock Disposition 2018-08-01 11,000 $22.49 168,631 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2018-08-01 11,000 $0.00 11,000 $1.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-25 2019-02-25 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Share Unit $0.00 2018-12-31 27,700 27,700 Direct
Common Stock Performance Share Unit $0.00 2019-12-31 18,100 18,100 Direct
Common Stock Performance Share Unit $0.00 2020-12-31 11,500 11,500 Direct
Common Stock Phantom Shares $0.00 30,632 30,632 Direct
Common Stock Restricted Share Unit $0.00 2017-02-20 2017-02-20 8,100 8,100 Direct
Common Stock Restricted Share Unit $0.00 2018-02-18 2018-02-18 8,700 8,700 Direct
Common Stock Restricted Share Unit $0.00 2019-02-17 2019-02-17 11,100 11,100 Direct
Common Stock Restricted Share Unit $0.00 2020-02-15 2020-02-15 7,200 7,200 Direct
Common Stock Restricted Share Unit $0.00 2021-02-21 2021-02-21 4,600 4,600 Direct
Common Stock Stock Options (Right to Buy) $22.01 2019-02-21 2028-02-21 15,100 15,100 Direct
Common Stock Stock Options (Right to Buy) $15.16 2012-02-24 2021-02-24 32,300 32,300 Direct
Common Stock Stock Options (Right to Buy) $14.27 2018-02-15 2027-02-15 21,600 21,600 Direct
Common Stock Stock Options (Right to Buy) $13.09 2015-02-20 2024-02-20 16,700 16,700 Direct
Common Stock Stock Options (Right to Buy) $12.33 2016-02-18 2025-02-18 18,800 18,800 Direct
Common Stock Stock Options (Right to Buy) $9.60 2017-02-17 2026-02-17 32,500 32,500 Direct
Common Stock Stock Options (Right to Buy) $8.25 2011-02-25 2020-02-25 35,000 35,000 Direct
Common Stock Stock Options (Right to Buy) $6.84 2013-02-23 2022-02-23 36,100 36,100 Direct
Common Stock Stock Options (Right to Buy) $5.29 2014-02-21 2023-02-21 57,300 57,300 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-12-31 27,700 27,700 Direct
2019-12-31 18,100 18,100 Direct
2020-12-31 11,500 11,500 Direct
30,632 30,632 Direct
2017-02-20 8,100 8,100 Direct
2018-02-18 8,700 8,700 Direct
2019-02-17 11,100 11,100 Direct
2020-02-15 7,200 7,200 Direct
2021-02-21 4,600 4,600 Direct
2028-02-21 15,100 15,100 Direct
2021-02-24 32,300 32,300 Direct
2027-02-15 21,600 21,600 Direct
2024-02-20 16,700 16,700 Direct
2025-02-18 18,800 18,800 Direct
2026-02-17 32,500 32,500 Direct
2020-02-25 35,000 35,000 Direct
2022-02-23 36,100 36,100 Direct
2023-02-21 57,300 57,300 Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Duesenberg.
  2. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $22.44-$22.60. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
  4. Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.