Filing Details

Accession Number:
0001739481-18-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-03 15:14:03
Reporting Period:
2018-08-02
Accepted Time:
2018-08-03 15:14:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
914156 Ufp Technologies Inc UFPT Plastics Foam Products (3086) 042314970
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1373894 David W Smith C/O Ufp Technologies, Inc.
100 Hale Street
Newburyport MA 01950
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Acquisiton 2018-08-02 7,286 $21.67 19,837 No 4 M Direct
Common Stock, $.01 Par Value Disposition 2018-08-02 4,808 $34.35 15,029 No 4 S Direct
Common Stock, $.01 Par Value Disposition 2018-08-02 2,478 $35.02 12,551 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $.01 Par Value Common Stock, $.01 Par Value Disposition 2018-08-02 7,286 $0.00 7,286 $21.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,600 2018-09-12 No 4 M Direct
Footnotes
  1. The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.00 to $34.99, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  2. The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.10, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.
  4. The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.