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Filing Details

Accession Number:
0001225208-18-012184
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-02 16:08:10
Reporting Period:
2018-08-01
Accepted Time:
2018-08-02 16:08:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399852 Ann Beth Bombara One Hartford Plaza
Hartford CT 06155
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-01 17,138 $24.15 52,291 No 4 M Direct
Common Stock Acquisiton 2018-08-01 4,368 $28.91 56,659 No 4 M Direct
Common Stock Acquisiton 2018-08-01 2,400 $20.63 59,059 No 4 M Direct
Common Stock Disposition 2018-08-01 2,400 $52.90 56,659 No 4 S Direct
Common Stock Disposition 2018-08-01 4,368 $52.87 52,291 No 4 S Direct
Common Stock Disposition 2018-08-01 17,138 $52.53 35,153 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2018-08-01 2,400 $20.63 2,400 $20.63
Common Stock Stock Option Disposition 2018-08-01 4,368 $28.91 4,368 $28.91
Common Stock Stock Option Disposition 2018-08-01 17,138 $24.15 17,138 $24.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-02-28 No 4 M Direct
0 2021-03-01 No 4 M Direct
0 2023-03-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 19,126 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $35.83 2024-03-04 47,214 47,214 Direct
Common Stock Stock Option $41.25 2025-03-03 77,830 77,830 Direct
Common Stock Stock Option $43.59 2026-03-01 72,076 72,076 Direct
Common Stock Stock Option $48.89 2027-02-28 70,679 70,679 Direct
Common Stock Stock Option $53.81 2028-02-27 63,194 63,194 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-03-04 47,214 47,214 Direct
2025-03-03 77,830 77,830 Direct
2026-03-01 72,076 72,076 Direct
2027-02-28 70,679 70,679 Direct
2028-02-27 63,194 63,194 Direct
Footnotes
  1. Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $52.73 to $53.02 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $52.79 to $52.95 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $52.38 to $52.74 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
  6. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
  7. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
  8. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
  9. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
  10. One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
  11. One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
  12. One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.