Filing Details

Accession Number:
0001209191-18-044930
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-02 16:07:45
Reporting Period:
2018-07-31
Accepted Time:
2018-08-02 16:07:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1275158 Noodles & Co NDLS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244666 E Thomas Lynch 382 Greenwich Avenue
Suite One
Greenwich CT 06830
Yes No Yes No
1435257 Scott Scharfman 382 Greenwich Avenue
Suite One
Greenwich CT 06830
No No Yes No
1550728 Mill Road Capital Ii Gp Llc 382 Greenwich Avenue
Suite One
Greenwich CT 06830
No No Yes No
1550729 Mill Road Capital Ii, L.p. 382 Greenwich Avenue
Suite One
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $0.01 Per Share Disposition 2018-07-31 387,463 $9.50 6,662,424 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, $0.01 Per Share 15,792 Indirect See footnote
Footnotes
  1. Represents shares that Mill Road Capital II, L.P. (the "Fund") agreed to sell, subject to specified closing conditions, pursuant to an underwritingagreement, dated as of July 26, 2018, by and among the issuer, the Fund, the other selling stockholders named therein, and Jefferies LLC,Citigroup Global Markets Inc. and RBC Capital Markets, LLC, as representatives of the underwriters, in connection with a public offering of theissuer's Class A common stock.
  2. The shares reported are directly held by the Fund. Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
  3. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Lynch has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.