Filing Details
- Accession Number:
- 0001343837-18-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-02 15:12:53
- Reporting Period:
- 2018-08-01
- Accepted Time:
- 2018-08-02 15:12:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343837 | Jr D Vincent Mattera | C/O Ii-Vi Incorporated 375 Saxonburg Blvd Saxonburg PA 16056 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-01 | 9,450 | $23.50 | 250,310 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-01 | 6,223 | $39.47 | 244,087 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-01 | 2,327 | $40.17 | 241,760 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-01 | 900 | $40.98 | 240,860 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2018-08-01 | 9,450 | $0.00 | 9,450 | $23.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-08-16 | No | 4 | M | Direct |
Footnotes
- The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018.
- Represents the weighted average of multiple sale transactions ranging in price from $38.7500 to $39.7000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sale transactions ranging in price from $39.7500 to $40.7000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sale transactions ranging in price from $40.7500 to $41.2500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The grant of these options previously was reported as covering 4,725 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- These options vested in five equal annual intallments beginning on August 16, 2009.
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