Filing Details
- Accession Number:
- 0000919574-18-005046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-01 17:04:01
- Reporting Period:
- 2018-07-30
- Accepted Time:
- 2018-08-01 17:04:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534120 | Cerecor Inc. | CERC | Pharmaceutical Preparations (2834) | 450705648 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1601086 | Armistice Capital, Llc | 510 Madison Avenue 22Nd Floor New York NY 10022 | Yes | No | Yes | No | |
| 1633584 | Ltd. Fund Master Capital Armistice | C/O Dms Corporate Services Ltd. 20 Genesis Close, P.o. Box 314 Grand Cayman E9 KY1-1104 | No | No | Yes | No | |
| 1706140 | Steven Boyd | C/O Armistice Capital, Llc 510 Madison Avenue, 22Nd Floor New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-07-30 | 2,200 | $4.26 | 16,479,345 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-07-30 | 0 | $0.00 | 16,479,345 | No | 4 | P | Indirect | See Footnote |
| Common Stock | Acquisiton | 2018-07-30 | 0 | $0.00 | 16,479,345 | No | 4 | P | Indirect | See Footnote |
| Common Stock | Acquisiton | 2018-07-31 | 655 | $4.21 | 16,480,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-07-31 | 0 | $0.00 | 16,480,000 | No | 4 | P | Indirect | See Footnote |
| Common Stock | Acquisiton | 2018-07-31 | 0 | $0.00 | 16,480,000 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | WARRANTS | $0.40 | 2022-06-30 | 14,285,714 | 14,285,714 | Direct | |
| Common Stock | WARRANTS | $0.40 | 2022-06-30 | 14,285,714 | 14,285,714 | Indirect | |
| Common Stock | WARRANTS | $0.40 | 2022-06-30 | 14,285,714 | 14,285,714 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-06-30 | 14,285,714 | 14,285,714 | Direct |
| 2022-06-30 | 14,285,714 | 14,285,714 | Indirect |
| 2022-06-30 | 14,285,714 | 14,285,714 | Indirect |
Footnotes
- The reported securities are directly owned by Armistice Capital Master Fund Ltd.
- The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- These warrants are currently exercisable.
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