Filing Details

Accession Number:
0000919574-18-005039
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-01 16:21:07
Reporting Period:
2018-07-30
Accepted Time:
2018-08-01 16:21:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1710155 National Vision Holdings Inc. EYE () MA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1122645 Berkshire Investors Llc 200 Clarendon Street
35Th Floor
Boston MA 02116
No No Yes No
1223654 Berkshire Fund Vi, Ltd Partnership 200 Clarendon Street
35Th Floor
Boston MA 02116
No No Yes No
1312988 Berkshire Partners Llc 200 Clarendon Street
35Th Floor
Boston MA 02116
No No Yes No
1376601 Sixth Berkshire Associates Llc 200 Clarendon Street, 35Th Floor
Boston MA 02116
No No Yes No
1505184 Berkshire Investors Iii Llc 200 Clarendon Street
35Th Floor
Boston MA 02116
No No Yes No
1597786 Berkshire Partners Holdings Llc 200 Clarendon Street
35Th Floor
Boston MA 02116
No No Yes No
1597787 Bpsp, L.p. 200 Clarendon Street
35Th Floor
Boston MA 02116
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-07-30 2,633,406 $38.26 4,810,454 No 4 S Indirect By Berkshire Fund VI, Limited Partnership
Common Stock Disposition 2018-07-30 34,215 $38.26 62,499 No 4 S Direct
Common Stock Disposition 2018-07-30 13,936 $38.26 25,458 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Berkshire Fund VI, Limited Partnership
No 4 S Direct
No 4 S Direct
Footnotes
  1. In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by certain selling shareholders to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Jefferies LLC, KKR Capital Markets LLC, Morgan Stanley & Co. LLC, UBS Securities LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., Guggenheim Securities, LLC, Mizuho Securities USA LLC and Macquarie Capital (USA) Inc. pursuant to an underwriting agreement and final prospectus supplement, each dated July 25, 2018, Fund VI (as defined below), Berkshire Investors (as defined below) and Berkshire Investors III (as defined below), as selling shareholders, sold 2,633,406, 34,215 and 13,936 shares of Common Stock, respectively, at $38.2594 per share. The Secondary Offering closed on July 30, 2018.
  2. Represents shares held by Berkshire Fund VI, Limited Partnership ("Fund VI"). Sixth Berkshire Associates LLC ("6BA") is the general partner of Fund VI, and Berkshire Partners LLC ("Berkshire Partners") is the investment adviser to Fund VI. Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of Berkshire Partners. As a result, each of BPH, BPSP, Berkshire Partners and 6BA may be deemed to indirectly beneficially own the shares held by Fund VI. Each of the Reporting Persons disclaims beneficial ownership of the shares held by Fund VI, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  3. BPH, BPSP, Berkshire Partners, Fund VI, 6BA, Berkshire Investors LLC ("Berkshire Investors") and Berkshire Investors III LLC ("Berkshire Investors III") may be deemed to constitute a "group" for purposes of Section 13(d) of the Exchange Act although they do not admit to being part of a group nor have they agreed to act as part of a group.
  4. Represents shares held by Berkshire Investors.
  5. Represents shares held by Berkshire Investors III.