Home > Insider Trading > Filing (0001209191-18-044626)

Filing Details

Accession Number:: 0001209191-18-044626
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-07-31 20:13:57
Reporting Period:: 2018-07-27

Accepted Time:: 2018-07-31 20:13:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1664703	Bloom Energy Corp	BE	()	CA

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1032455	John L Doerr	1299 Orleans Drive Sunnyvale CA 94089		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-07-27	1,333,333	$15.00	1,333,333	No	4	P	Indirect	Vallejo Ventures Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Vallejo Ventures Trust

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Series A Convertible Preferred Stock	Disposition	2018-07-27	8,423,073	$0.00	8,423,073	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	8,423,073	$0.00	8,423,073	$0.00
Class B Common Stock	Series B Convertible Preferred Stock	Disposition	2018-07-27	3,120,525	$0.00	3,120,525	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	3,120,525	$0.00	3,120,525	$0.00
Class B Common Stock	Series C Convertible Preferred Stock	Disposition	2018-07-27	632,293	$0.00	632,293	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	632,293	$0.00	632,293	$0.00
Class B Common Stock	Series D Convertible Preferred Stock	Disposition	2018-07-27	177,071	$0.00	177,071	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	177,071	$0.00	177,071	$0.00
Class B Common Stock	Series E Convertible Preferred Stock	Disposition	2018-07-27	262,164	$0.00	262,164	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	262,164	$0.00	262,164	$0.00
Classs B Common Stock	Series F Convertible Preferred Stock	Disposition	2018-07-27	119,911	$0.00	119,911	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	119,911	$0.00	119,911	$0.00
Class B Common Stock	Series. G Convertible Preferred Stock	Disposition	2018-07-27	247,967	$0.00	247,967	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	247,967	$0.00	247,967	$0.00
Class B Common Stock	8% Convertible Preferred Note (Series G)	Disposition	2018-07-27	329,536	$0.00	329,536	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	329,536	$0.00	329,536	$0.00
Class B Common Stock	Series A Convertible Preferred Stock	Disposition	2018-07-27	426,927	$0.00	426,927	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	426,927	$0.00	426,927	$0.00
Class B Common Stock	Series B Convertible Preferred Stock	Disposition	2018-07-27	158,165	$0.00	158,165	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	158,165	$0.00	158,165	$0.00
Class B Common Stock	Series C Convertible Preferred Stock	Disposition	2018-07-27	32,048	$0.00	32,048	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	32,048	$0.00	32,048	$0.00
Class B Common Stock	Series D Convertible Preferred Stoc	Disposition	2018-07-27	8,975	$0.00	8,975	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	8,975	$0.00	8,975	$0.00
Class B Common Stock	Series E Convertible Preferred Stock	Disposition	2018-07-27	13,288	$0.00	13,288	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	13,288	$0.00	13,288	$0.00
Class B Common Stock	Series F Convertible Preferred Stock	Disposition	2018-07-27	6,078	$0.00	6,078	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	6,078	$0.00	6,078	$0.00
Class B Common Stock	Series G Convertible Preferred Stock	Disposition	2018-07-27	12,569	$0.00	12,569	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-27	12,569	$0.00	12,569	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	C	Indirect
8,423,073	No	4	C	Indirect
0	No	4	C	Indirect
11,543,598	No	4	C	Indirect
0	No	4	C	Indirect
12,175,891	No	4	C	Indirect
0	No	4	C	Indirect
12,352,962	No	4	C	Indirect
0	No	4	C	Indirect
12,615,126	No	4	C	Indirect
0	No	4	C	Indirect
12,735,037	No	4	C	Indirect
0	No	4	C	Indirect
12,983,004	No	4	C	Indirect
0	No	4	C	Indirect
13,312,540	No	4	C	Indirect
0	No	4	C	Indirect
426,927	No	4	C	Indirect
0	No	4	C	Indirect
585,092	No	4	C	Indirect
0	No	4	C	Indirect
617,140	No	4	C	Indirect
0	No	4	C	Indirect
626,115	No	4	C	Indirect
0	No	4	C	Indirect
639,403	No	4	C	Indirect
0	No	4	C	Indirect
645,481	No	4	C	Indirect
0	No	4	C	Indirect
658,050	No	4	C	Indirect

Footnotes

L. John Doerr and Ann Doerr, Trustees of the Vallejo Ventures Trust.
The shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock, and Series G Convertible Preferred Stock automatically converted on a 1-for-1 basis into shares of Class B Common Stock in connection with the closing of the Issuer's initial public offering on July 27, 2018 ("IPO").
The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.
All shares are held for convenience in the name of KPCB Holdings, Inc., as nominee, for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
KPCB IX Associates, LLC ("KPCB IX Associates"), is the general partner of Kleiner Perkins Caufield & Byers IX-A, L.P. ("KPCB IX-A") and Kleiner Perkins Caufield & Byers IX-B, L.P. ("KPCB IX-B"). KPCB X Associates, LLC ("KPCB X Associates"), is the general partner of Kleiner Perkins Caufield & Byers X-A, L.P. ("KPCB X-A") and Kleiner Perkins Caufield & Byers X-B, L.P. ("KPCB X-B"). Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB IX Associates, share voting and dispositive control over the shares held by KPCB IX-A and KPCB IX-B. Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB X Associates, share voting and dispositive control over the shares held by KPCB X-A and KPCB X-B. Each manager of KPCB IX Associates and KPCB X Associates disclaims beneficial ownership of the shares held by KPCB IX-A, KPCB IX-B, KPCB X-A and KPCB X-B.
The principal amount and accrued interest of the 8% Convertible Preferred Notes ("8% Notes") automatically converted into the specified number of shares of Class B Common Stock as a result of the automatic conversion of Issuer's outstanding preferred stock in connection with the Issuer's IPO.
The number of shares reflect both the principal and the interest accrued on the 8% Notes through July 27, 2018, the date of the automatic conversion in connection with the Issuer's IPO.