Filing Details
- Accession Number:
- 0001209191-18-044359
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-30 15:58:41
- Reporting Period:
- 2018-07-26
- Accepted Time:
- 2018-07-30 15:58:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 943452 | Westinghouse Air Brake Technologies Corp | WAB | Railroad Equipment (3743) | 251615902 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1273607 | D Patrick Dugan | 1001 Air Brake Avenue Wilmerding PA 15148 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | Acquisiton | 2018-07-26 | 1,260 | $35.29 | 76,555 | No | 4 | M | Direct | |
| Common Stock - Direct | Acquisiton | 2018-07-26 | 3,920 | $48.29 | 80,475 | No | 4 | M | Direct | |
| Common Stock - Direct | Acquisiton | 2018-07-26 | 3,150 | $72.82 | 83,625 | No | 4 | M | Direct | |
| Common Stock - Direct | Acquisiton | 2018-07-26 | 2,625 | $87.03 | 86,250 | No | 4 | M | Direct | |
| Common Stock - Direct | Acquisiton | 2018-07-26 | 2,100 | $61.33 | 88,350 | No | 4 | M | Direct | |
| Common Stock - Direct | Acquisiton | 2018-07-26 | 1,225 | $87.05 | 89,575 | No | 4 | M | Direct | |
| Common Stock - Direct | Disposition | 2018-07-26 | 13,580 | $109.74 | 75,995 | No | 4 | S | Direct | |
| Common Stock - Direct | Disposition | 2018-07-26 | 700 | $110.29 | 75,295 | No | 4 | S | Direct | |
| Common Stock - Direct | Disposition | 2018-07-26 | 7,000 | $109.08 | 68,295 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options | Disposition | 2018-07-26 | 1,260 | $0.00 | 1,260 | $35.29 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2018-07-26 | 3,920 | $0.00 | 3,920 | $48.29 |
| Common Stock | Non-Qualified Stock Options | Disposition | 2018-07-26 | 3,150 | $0.00 | 3,150 | $72.82 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2018-07-26 | 2,625 | $0.00 | 2,625 | $87.03 |
| Common Stock | Non Qualified Stock Option | Disposition | 2018-07-26 | 2,100 | $0.00 | 2,100 | $61.33 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2018-07-26 | 1,225 | $0.00 | 1,225 | $87.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-14 | 2022-02-14 | No | 4 | M | Direct |
| 0 | 2017-03-01 | 2023-02-12 | No | 4 | M | Direct |
| 0 | 2018-03-01 | 2024-02-11 | No | 4 | M | Direct |
| 875 | 2019-03-01 | 2025-02-10 | No | 4 | M | Direct |
| 2,100 | 2020-03-01 | 2026-02-09 | No | 4 | M | Direct |
| 3,675 | 2021-03-01 | 2027-02-07 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $109.13 to $110.09 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $110.15 to $110.45 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
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