Filing Details
- Accession Number:
- 0001079023-11-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-18 17:52:08
- Reporting Period:
- 2011-02-16
- Filing Date:
- 2011-02-18
- Accepted Time:
- 2011-02-18 17:52:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1079023 | Varian Semiconductor Equipment Associates Inc | VSEA | Special Industry Machinery, Nec (3559) | 770501994 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192453 | Kil Yong Kim | 35 Dory Road Gloucester MA 01930 | Evp, General Mgr, Asia Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-16 | 31,500 | $15.82 | 95,585 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-16 | 31,500 | $48.00 | 64,085 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-16 | 5,000 | $11.63 | 69,085 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-16 | 5,000 | $48.00 | 64,085 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-16 | 5,000 | $47.95 | 5,000 | $11.63 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-16 | 31,500 | $47.95 | 31,500 | $15.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-08-13 | 2011-08-13 | No | 4 | M | Direct |
| 0 | 2003-02-09 | 2012-02-09 | No | 4 | M | Direct |
Footnotes
- The Options were granted on August 13, 2004 and will vest as to one-third (1/3) one year from the grant date, and the remaining two-thirds (2/3) will vest in eight (8) equal quarterly installments until one hundred percent (100%) of the shares have vested on August 13, 2007.
- The options are exercisable in three equal installments beginning 12 months from the date of issue.
Billionaire Hedge Funds
