Filing Details
- Accession Number:
- 0001127602-18-023933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-27 11:10:12
- Reporting Period:
- 2018-07-26
- Accepted Time:
- 2018-07-27 11:10:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 859163 | Avx Corp | AVX | Electronic Components & Accessories (3670) | 330379007 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192072 | P Kurt Cummings | 1 Avx Boulevard Fountain Inn SC 29644 | Exec Vp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-07-26 | 11,060 | $11.25 | 22,812 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-26 | 11,060 | $18.87 | 11,752 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-07-26 | 18,940 | $11.25 | 30,692 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-26 | 18,940 | $18.87 | 11,752 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-07-26 | 8,673 | $13.32 | 20,425 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-26 | 8,673 | $18.87 | 11,752 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-07-26 | 21,327 | $13.32 | 33,079 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-26 | 21,327 | $18.87 | 11,752 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2018-07-26 | 11,060 | $0.00 | 11,060 | $11.25 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2018-07-26 | 18,940 | $0.00 | 18,940 | $11.25 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2018-07-26 | 8,673 | $0.00 | 8,673 | $13.32 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2018-07-26 | 21,327 | $0.00 | 21,327 | $13.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-04-26 | 2023-04-26 | No | 4 | M | Direct |
| 0 | 2014-04-26 | 2023-04-26 | No | 4 | M | Direct |
| 0 | 2015-04-24 | 2024-04-24 | No | 4 | M | Direct |
| 0 | 2015-04-24 | 2024-04-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,676 | Indirect | By Retirement Plan Trustees |
Billionaire Hedge Funds
