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Home > Insider Trading > Filing (0001062993-18-003039)

Filing Details

Accession Number:: 0001062993-18-003039
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-07-27 09:31:49
Reporting Period:: 2017-09-21

Accepted Time:: 2018-07-27 09:31:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1399352	Cool Technologies Inc.	WARM	Services-Educational Services (8200)	753076597

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1684154	Khic Llc	36 Manchester Drive Westfield NJ 07090		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Disposition	2017-09-21	1,132,000	$0.00	4,650,000	No	4	S	Direct
Common Stock, $0.001 Par Value	Acquisiton	2018-04-18	2,025,000	$0.03	6,675,000	No	4	C	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	C	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, $.0001	Convertible Secured Promissory Note	Acquisiton	2018-04-08	2,025,000	$0.03	2,025,000	$0.03

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
11,837,914	2016-08-31	2018-08-31	No	4	C	Direct

Footnotes

Represents the sale of Common Stock in sixty five transactions between September 21, 2017 and November 10, 2017 at prices between .067 and .0912667.
Represents the partial conversion of the Senior Convertible Promissory Note by Reporting Person.