Filing Details

Accession Number:
0001127602-18-023791
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-24 16:57:52
Reporting Period:
2018-07-20
Accepted Time:
2018-07-24 16:57:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409970 Lendingclub Corp LC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1328274 Simon Williams C/O Lendingclub Corporation
71 Stevenson St, Suite 1000
San Francisco CA 94105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-07-20 42,000 $4.33 86,389 No 4 S Direct
Common Stock Disposition 2018-07-20 8,000 $4.34 0 No 4 S Indirect By Camelot Financial Capital Management, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Camelot Financial Capital Management, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 60,791 Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan.
  2. This transaction was executed in multiple trades during the date at prices ranging from $4.29 to $4.38. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. This transaction was executed in multiple trades during the date at prices ranging from $4.31 to $4.37. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  4. Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting ofthe RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on May 31, 2018, subject to continued service through each vesting date.