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Filing Details

Accession Number:: 0001209191-18-043627
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-07-23 17:01:38
Reporting Period:: 2018-07-23

Accepted Time:: 2018-07-23 17:01:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1564824	Allakos Inc.	ALLK	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1198321	Farah Champsi	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No
1198330	P Guy Nohra	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No
1207792	J Robert More	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No
1399763	Alta Partners Viii, L.p.	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No
1399894	Alta Partners Management Viii, Llc	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No
1674884	A Peter Hudson	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No
1698110	Alta Partners Nextgen Fund I, L.p.	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No
1736001	Alta Partners Nextgen Fund I Management, Llc	One Embarcadero Center Suite 3700 San Francisco CA 94111	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-07-23	11,269,200	$0.00	11,269,200	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2018-07-23	250,000	$18.00	11,519,200	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2018-07-23	10,030,193	$0.00	10,030,193	$0.00
Common Stock	Series B Preferred Stock	Disposition	2018-07-23	1,239,007	$0.00	1,239,007	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
0			No	4	C	Indirect

Footnotes

The Series A Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The Series B Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
Consists of 3,446,265 shares held of record by Alta Partners NextGen Fund I, L.P. ("APNG I") and 7,822,935 shares held of record by Alta Partners VIII, L.P. ("Alta VIII").
The shares directly held by Alta VIII are indirectly held by Alta Partners Management VIII, LLC ("Alta Management VIII"), which is the general partner of Alta VIII. The individual managing directors of Alta Management VIII are Farah Champsi, Guy Nohra and Daniel Janney. The managing directors of Alta Management VIII exercise sole voting and investment control with respect to the shares held by Alta VIII. The individual managing directors of Alta Management VIII disclaim beneficial ownership of all shares held by Alta VIII, except to the extent of their pecuniary interests therein.
The shares directly held by APNG I are indirectly held by Alta Partners NextGen Fund I Management, LLC ("APNG I Management"), which is the general partner of APNG I. The individual managing directors of APNG I Management are Robert More, Peter Hudson and Daniel Janney. The managing directors of APNG I Management exercise sole voting and investment control with respect to the shares held by APNG I. The individual managing directors of APNG I Management disclaim beneficial ownership of all shares held by APNG I, except to the extent of their pecuniary interests therein.
Consists of 3,557,377 shares held of record by APNG I and 7,961,823 shares held of record by Alta VIII.
APNG I owns 2,941,718 shares of Series A Preferred Stock. Alta VIII owns 7,088,475 shares of Series A Preferred Stock.
APNG I owns 504,547 shares of Series B Preferred Stock. Alta VIII owns 734,460 shares of Series B Preferred Stock.