Filing Details

Accession Number:
0001615774-18-006729
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-20 16:50:19
Reporting Period:
2018-07-20
Accepted Time:
2018-07-20 16:50:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1658247 Crinetics Pharmaceuticals Inc. CRNX () 1231
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1618788 Vivo Capital Fund Viii, L.p. 505 Hamilton Avenue, Suite 207
Palo Alto CA 94301
No No Yes No
1618789 Vivo Capital Viii, Llc C/O Vivo Capital Llc
505 Hamilton Avenue, Suite 207
Palo Alto CA 94301
No No Yes No
1628048 Vivo Capital Surplus Fund Viii, L.p. 505 Hamilton Avenue, Suite 207
Palo Alto CA 94301
No No Yes No
1674712 Vivo Capital, Llc 505 Hamilton Avenue, Suite 207
Palo Alto CA 94301
No No Yes No
1726403 Vivo Opportunity Fund, L.p. 505 Hamilton Avenue, Suite 207
Palo Alto CA 94301
No No Yes No
1728970 Vivo Opportunity, Llc 505 Hamilton Avenue, Suite 207
Palo Alto CA 94301
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-07-20 2,560,613 $0.00 2,560,613 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-07-20 353,590 $0.00 353,590 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-07-20 413,040 $0.00 2,973,653 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-07-20 57,035 $0.00 410,625 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-07-20 51,686 $17.00 3,025,339 No 4 P Indirect See Footnote
Common Stock Acquisiton 2018-07-20 7,137 $17.00 417,762 No 4 P Indirect See Footnote
Common Stock Acquisiton 2018-07-20 141,177 $17.00 141,177 No 4 P Indirect See Footnote
Common Stock Acquisiton 2018-07-20 153,180 $20.73 294,357 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2018-07-20 8,424,416 $0.00 2,560,613 $0.00
Common Stock Series A Preferred Stock Disposition 2018-07-20 1,163,311 $0.00 353,590 $0.00
Common Stock Series B Preferred Stock Disposition 2018-07-20 1,358,903 $0.00 413,040 $0.00
Common Stock Series B Preferred Stock Disposition 2018-07-20 187,648 $0.00 57,035 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The shares of the Issuer's Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at a ratio of 3.29 to 1 share, immediately prior to the consummation of the Issuer's initial public offering. The Series A Preferred Stock and Series B Preferred Stock had no expiration date.
  2. These securities are held of record by Vivo Capital Fund VIII, L.P. ("VCF").
  3. These securities are held of record by Vivo Capital Surplus Fund VIII, L.P. ("VCSF").
  4. These securities are held of record by Vivo Opportunity Fund, L.P. ("VOF").
  5. Vivo Capital VIII, LLC ("Vivo LLC") is the general partner of VCF and VCSF. Vivo Capital LLC is the management company of Vivo LLC. The voting members of each of Vivo Capital LLC and Vivo LLC are Frank Kung, Albert Cha, Edgar Engleman, Chen Yu and Shan Fu, none of whom has individual voting or investment power with respect to these securities. Jack B. Nielsen, M.Sc., a director of the Issuer, is a Managing Director at Vivo Capital LLC. Each of the above-listed individuals disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for the purposes of Section 16 or for any other purposes.
  6. Vivo Opportunity, LLC is the general partner of VOF. Vivo Capital LLC is the management company of Vivo Opportunity, LLC. The voting members of Vivo Opportunity, LLC are Frank Kung, Albert Cha, Shan Fu, Gaurav Aggarwal and Michael Chang, none of whom has individual voting or investment power with respect to these securities. Each of the above-listed individuals disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for the purposes of Section 16 or for any other purposes.
  7. The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.25 to $24.5, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.