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Filing Details

Accession Number:
0001271163-18-000052
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-19 15:51:35
Reporting Period:
2018-07-17
Accepted Time:
2018-07-19 15:51:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378701 Gdl Fund GDL.C () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/o Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series C Cumulative Puttable And Callable Preferred Shares Disposition 2018-07-17 268 $52.31 1,078 No 4 S Indirect Trust Accounts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Trust Accounts
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series C Cumulative Puttable And Callable Preferred Shares 38,400 Direct
Series C Cumulative Puttable And Callable Preferred Shares 225,000 Indirect E3M 2016, LLC
Footnotes
  1. The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee.
  2. E3M 2016, LLC is a limited liability company owned entirely by Mr. Gabelli.