Filing Details

Accession Number:
0001127602-18-023588
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-19 14:56:11
Reporting Period:
2012-06-13
Accepted Time:
2018-07-19 14:56:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1390946 Jr J Thomas Baltimore 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-06-13 250 $47.81 0 No 4 S Direct
Common Stock Acquisiton 2013-10-30 65 $81.72 65 No 4 P Direct
Common Stock Disposition 2014-01-22 16 $90.23 49 No 4 S Direct
Common Stock Disposition 2015-10-15 25 $77.82 24 No 4 S Direct
Common Stock Disposition 2016-07-25 14 $75.39 10 No 4 S Direct
Common Stock Disposition 2016-08-01 10 $75.23 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.
  2. The 10/30/2013 purchase at a price of $81.72 per share was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 16 shares, with the sale on 1/22/2014 of 16 shares at a price of $90.23 per share. The reporting person has paid the issuer $136.16, representing the full amount of the profit realized in connection with the short-swing transaction.