Filing Details

Accession Number:
0001318937-18-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-18 14:30:25
Reporting Period:
2018-07-16
Accepted Time:
2018-07-18 14:30:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1206942 Golden Grain Energy NA Industrial Organic Chemicals (2860) 025075361
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1318937 A David Sovereign 15959 130Th St.
Cresco IA 52136
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Membership Units Acquisiton 2018-07-16 10,000 $7.50 117,000 No 4 P Indirect See Footnote
Class B Membership Units Acquisiton 2018-07-16 0 $0.00 39,000 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. per unit
  2. Dave Sovereign owns 57,000 Class A units individually, and beneficially owns 60,000 Class A units through DRSG Partnership of which Mr. Sovereign is a partner.
  3. Dave Sovereign owns 2,000 Class B units individually and beneficially owns 17,000 Class B units through Mr. Sovereign's part ownership of GDB, LLC and beneficially owns 20,000 Class B units through Mr. Sovereign's part ownership in DRSG Partnership. Dave Sovereign shares investment and voting power with respect to the 2,000 Class B units with his spouse and shares investment and voting power with respect to the 37,000 Class B units with the other owners of GDB, LLC and DRSG Partnership.