Filing Details

Accession Number:
0001224295-11-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-18 16:21:35
Reporting Period:
2011-02-16
Filing Date:
2011-02-18
Accepted Time:
2011-02-18 16:21:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
106640 Whirlpool Corp WHR Household Appliances (3630) 381490038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224295 M Jeff Fettig Whirlpool Corporation
2000 M-63N
Benton Harbor MI 49022
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-16 5,000 $54.07 5,000 No 4 M Direct
Common Stock Disposition 2011-02-16 5,000 $84.30 0 No 4 S Direct
Common Stock Acquisiton 2011-02-17 10,000 $54.07 10,000 No 4 M Direct
Common Stock Disposition 2011-02-17 10,000 $82.74 0 No 4 S Direct
Common Stock Acquisiton 2011-02-17 5,000 $54.07 5,000 No 4 M Direct
Common Stock Disposition 2011-02-17 5,000 $82.91 0 No 4 S Direct
Common Stock Acquisiton 2011-02-17 5,000 $54.07 5,000 No 4 M Direct
Common Stock Disposition 2011-02-17 5,000 $83.35 0 No 4 S Direct
Common Stock Acquisiton 2011-02-17 10,000 $54.07 10,000 No 4 M Direct
Common Stock Disposition 2011-02-17 10,000 $83.65 0 No 4 S Direct
Common Stock Acquisiton 2011-02-17 10,000 $54.07 10,000 No 4 M Direct
Common Stock Disposition 2011-02-17 10,000 $83.62 0 No 4 S Direct
Common Stock Acquisiton 2011-02-17 5,000 $54.07 5,000 No 4 M Direct
Common Stock Disposition 2011-02-17 5,000 $83.39 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Employee Stock Option (Right to Buy) Disposition 2011-02-16 5,000 $0.00 5,000 $54.07
Common Employee Stock Option (Right to Buy) Disposition 2011-02-17 45,000 $0.00 45,000 $54.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
65,000 2011-02-19 No 4 M Direct
20,000 2011-02-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10 Indirect Held by Son
Common Stock 74,413 Indirect By GRAT
Common Stock 33,379 Indirect By GRAT
Common Stock 54,394 Indirect By GRAT
Common Stock 3,412 Indirect 401(k) Stock Fund
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.01 to $84.40, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.40 to $83.08, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.71 to $82.97, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.24 to $83.46, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.56 to $83.82, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.41 to $83.75, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.383 to $83.43, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  8. The reporting person disclaims beneficial ownership of all securities held by his children, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  9. These shares were contributed to a grantor retained annuity trust on 03/09/2009.
  10. These shares were contributed to a grantor retained annuity trust on 06/25/2009.
  11. These shares were contributed to a grantor retained annuity trust on 06/30/2010.
  12. The options vested in two equal installments on 02/19/2002 and 02/19/2003.