Filing Details

Accession Number:
0000908834-18-000140
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-17 16:02:24
Reporting Period:
2013-06-12
Accepted Time:
2018-07-17 16:02:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487730 Spectrum Brands Legacy Inc. SPB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1300190 C Kenneth Ambrecht C/O Spectrum Brands Holdings, Inc.
3001 Deming Way
Middleton WI 53562
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-12 34 $61.92 22,055 No 4 P Direct
Common Stock Acquisiton 2013-09-18 31 $67.25 22,086 No 4 P Direct
Common Stock Acquisiton 2013-12-20 41 $70.23 22,127 No 4 P Direct
Common Stock Acquisiton 2014-03-19 45 $79.79 22,171 No 4 P Direct
Common Stock Acquisiton 2014-06-18 45 $80.00 22,216 No 4 P Direct
Common Stock Acquisiton 2014-09-17 42 $86.52 22,258 No 4 P Direct
Common Stock Acquisiton 2014-12-19 45 $95.60 22,303 No 4 P Direct
Common Stock Acquisiton 2015-03-11 52 $92.28 22,355 No 4 P Direct
Common Stock Acquisiton 2015-06-17 48 $100.03 22,403 No 4 P Direct
Common Stock Acquisiton 2015-09-16 50 $97.29 22,453 No 4 P Direct
Common Stock Acquisiton 2015-12-18 58 $98.66 22,510 No 4 P Direct
Common Stock Acquisiton 2016-03-09 67 $98.63 22,577 No 4 P Direct
Common Stock Acquisiton 2016-06-15 55 $113.82 22,632 No 4 P Direct
Common Stock Acquisiton 2016-09-14 48 $124.81 22,680 No 4 P Direct
Common Stock Acquisiton 2016-12-16 57 $121.73 22,737 No 4 P Direct
Common Stock Acquisiton 2017-03-08 56 $137.48 22,794 No 4 P Direct
Common Stock Acquisiton 2017-06-14 59 $132.40 22,852 No 4 P Direct
Common Stock Acquisiton 2017-09-13 73 $106.36 22,926 No 4 P Direct
Common Stock Acquisiton 2017-12-20 78 $109.17 23,004 No 4 P Direct
Common Stock Acquisiton 2018-03-13 90 $95.13 23,095 No 4 P Direct
Common Stock Acquisiton 2018-06-05 107 $80.57 23,202 No 4 P Direct
Common Stock Disposition 2018-07-13 23,202 $0.00 0 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 D Direct
Footnotes
  1. These shares were acquired pursuant to a stock dividend reinvestment plan.
  2. Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG") (the "Merger Agreement"), each share of common stock of Spectrum was converted into one share of common stock of HRG as of July 13, 2018, which was the closing date of the merger.
  3. Reporting Person was awarded 2,313 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are scheduled to vest in full on October 1, 2018. Pursuant to the Merger Agreement, these restricted stock units were assumed by HRG in the Merger, and were automatically converted into an equal number of restricted stock units of HRG common stock.