Filing Details

Accession Number:
0001441816-18-000068
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-13 19:23:21
Reporting Period:
2018-07-11
Accepted Time:
2018-07-13 19:23:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441816 Mongodb Inc. MDB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237861 P Kevin Ryan C/O Mongodb, Inc.
229 West 43Rd Street, 5Th Floor
New York NY 10036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-07-11 16,000 $0.00 16,000 No 4 C Direct
Class A Common Stock Disposition 2018-07-11 16,000 $52.94 0 No 4 S Direct
Class A Common Stock Acquisiton 2018-07-11 8,000 $0.00 8,000 No 4 C Indirect By Trust
Class A Common Stock Disposition 2018-07-11 8,000 $52.94 0 No 4 S Indirect By Trust
Class A Common Stock Acquisiton 2018-07-11 3,133 $0.00 3,133 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Indirect By Trust
No 4 S Indirect By Trust
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2018-07-11 16,000 $0.00 16,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-07-11 8,000 $0.00 8,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,933,739 No 4 C Direct
1,002,166 No 4 C Indirect
Footnotes
  1. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.
  2. The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  3. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.50 to $53.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. These shares are held by The Kevin P. Ryan 2012 Trust (the "Trust") for the benefit of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  5. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.46 to $53.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. Represents 3,133 restricted stock units acquired pursuant to the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the first anniversary of the grant date, subject to the Reporting Person providing continuous service to the Issuer on such date.