Filing Details
- Accession Number:
- 0000046619-18-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-13 15:11:34
- Reporting Period:
- 2018-07-11
- Accepted Time:
- 2018-07-13 15:11:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 46619 | Heico Corp | HEI, HEI.A | Aircraft Engines & Engine Parts (3724) | 650341002 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200631 | Alan Schriesheim | 3000 Taft Street Hollywood FL 33021 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-07-11 | 16,041 | $0.32 | 16,041 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2018-07-11 | 19,306 | $0.57 | 35,347 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-07-11 | 5,347 | $62.59 | 30,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (Right to purchase Class A Common Stock) | Disposition | 2018-07-11 | 16,041 | $0.00 | 16,041 | $0.32 |
| Class A Common Stock | Option (Right to purchase Class A Common Stock) | Disposition | 2018-07-11 | 19,306 | $0.00 | 19,306 | $0.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 143,803 | No | 4 | M | Direct | ||
| 101,543 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,933 | Indirect | By 409A Plan |
| Class A Common Stock | 6,416 | Indirect | By 409A Plan |
| Class A Common Stock | 10,488 | Indirect | By Estate |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to purchase Common Stock) | $0.32 | 113,044 | 113,044 | Direct | ||
| Common Stock | Option (Right to purchase Common Stock) | $0.57 | 193,049 | 193,049 | Direct | ||
| Class A Common Stock | Option (Right to purchase Class A Common Stock) | $0.24 | 36,945 | 36,945 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 113,044 | 113,044 | Direct | |
| 193,049 | 193,049 | Direct | |
| 36,945 | 36,945 | Direct |
Footnotes
- All shares reflect the impact of a 5-for-4 stock split that was effected on June 28, 2018.
- Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
- Represents shares held by the estate of deceased spouse.
- These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
- All shares reflect the impact of 5-for-4 stock splits that were effected on January 18, 2018 and June 28, 2018.
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