Filing Details

Accession Number:
0001213900-18-009111
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-12 15:01:25
Reporting Period:
2018-07-05
Accepted Time:
2018-07-12 15:01:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1732078 Flat Rock Opportunity Fund FROPX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531090 Robert Grunewald C/O Flat Rock Opportunity Fund
1350 6Th Avenue, 18Th Floor
New York NY 10019
Chief Executive Officer Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2018-07-05 37,500 $20.00 50,000 No 4 P Direct
Common Shares Of Beneficial Interest Acquisiton 2018-07-10 31,952 $20.03 81,952 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct