Filing Details

Accession Number:
0001225208-18-011607
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-11 17:24:37
Reporting Period:
2018-07-09
Accepted Time:
2018-07-11 17:24:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1474432 Pure Storage Inc. PSTG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433644 L Michael Speiser 755 Page Mill Rd., Suite A-200
Palo Alto CA 94304-1005
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-07-09 377,173 $0.00 377,173 No 4 C Indirect By Ltd Partnership (CHAT)
Class A Common Stock Disposition 2018-07-09 377,173 $23.38 0 No 4 S Indirect By Ltd Partnership (CHAT)
Class A Common Stock Acquisiton 2018-07-09 1,722,254 $0.00 1,722,254 No 4 C Indirect By Ltd Partnership (SHV As Nominee)
Class A Common Stock Disposition 2018-07-09 1,722,254 $23.38 0 No 4 S Indirect By Ltd Partnership (SHV As Nominee)
Class A Common Stock Acquisiton 2018-07-09 2,338,406 $0.00 2,379,388 No 4 C Indirect By Trust (Trustees)
Class A Common Stock Disposition 2018-07-09 2,338,406 $23.38 40,982 No 4 S Indirect By Trust (Trustees)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Ltd Partnership (CHAT)
No 4 S Indirect By Ltd Partnership (CHAT)
No 4 C Indirect By Ltd Partnership (SHV As Nominee)
No 4 S Indirect By Ltd Partnership (SHV As Nominee)
No 4 C Indirect By Trust (Trustees)
No 4 S Indirect By Trust (Trustees)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2018-07-09 377,173 $0.00 377,173 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-07-09 1,722,254 $0.00 1,722,254 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-07-09 2,338,406 $0.00 2,338,406 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 25,380 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 6,000 6,000 Direct
Class A Common Stock Class B Common Stock $0.00 43,800 43,800 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
6,000 6,000 Direct
43,800 43,800 Indirect
Footnotes
  1. Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.
  2. Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  3. Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  4. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  5. The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
  6. Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.