Filing Details

Accession Number:
0001127602-18-023056
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-10 20:08:25
Reporting Period:
2018-04-30
Accepted Time:
2018-07-10 20:08:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645494 Arris International Plc ARRS Radio & Tv Broadcasting & Communications Equipment (3663) 981241619
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1662683 Charles Philip Baldock 3871 Lakefield Drive
Suwanee GA 30024
Svp, Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-07-06 2,788 $0.00 12,691 No 4 M Direct
Ordinary Shares Disposition 2018-07-09 1,394 $25.47 11,297 No 4 S Direct
Ordinary Shares Acquisiton 2018-04-30 247 $23.21 10,150 No 5 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 5 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Restricted Shares Disposition 2018-07-06 1,215 $25.27 1,215 $0.00
Ordinary Shares Restricted Shares Disposition 2018-07-06 2,788 $0.00 2,788 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,793 2020-07-07 No 4 F Direct
8,005 2020-07-07 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares Restricted Shares $0.00 2020-01-31 29,960 29,960 Direct
Ordinary Shares Restricted Shares $0.00 2021-01-31 32,930 32,930 Direct
Ordinary Shares Restricted Shares $0.00 2019-01-31 32,020 32,020 Direct
Ordinary Shares Restricted Shares $0.00 2012-03-29 11,235 11,235 Direct
Ordinary Shares Restricted Shares $0.00 2022-03-30 16,465 16,465 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
29,960 29,960 Direct
32,930 32,930 Direct
32,020 32,020 Direct
11,235 11,235 Direct
16,465 16,465 Direct
Footnotes
  1. Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
  2. Shares sold subject to an existing Rule 10b5-1 Sales Plan.
  3. Shares acquired through the ARRIS International plc ESPP.
  4. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
  5. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
  6. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
  7. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.