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Filing Details

Accession Number:: 0001398344-18-009971
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-07-10 19:47:54
Reporting Period:: 2018-07-06

Accepted Time:: 2018-07-10 19:47:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1000045	Nicholas Financial Inc	NICK	Short-Term Business Credit Institutions (6153)	593019317

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1618333	Magnolia Capital Fund, Lp	1411 Harney St., Suite 200 Omaha NE 68102	No	No	Yes	No
1618376	Magnolia Group, Llc	1411 Harney Street Suite 200 Omaha NE 68102	No	No	Yes	No
1667769	K Adam Peterson	1411 Harney Street Suite 200 Omaha NE 68102	Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-07-06	8,000	$9.74	1,508,014	No	4	P	Direct
Common Stock	Acquisiton	2018-07-09	11,025	$10.00	1,519,039	No	4	P	Direct
Common Stock	Acquisiton	2018-07-10	7,000	$10.25	1,526,039	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,683	Direct
Common Stock	1,497,331	Direct

Footnotes

The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.
TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
Mr. Peterson serves as a director of the Issuer.
These holdings include transactions that were executed on multiple dates and in multiple trades on the following two dates: 6/29/2018 in multiple trades at prices ranging from $8.67 to $9.05 with a weighted average price of $8.81; and 7/02/2018 in multiple trades at prices ranging from $9.23 to $9.4175 with a weighted average price of $9.39. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which each transaction was effected. These shares were previously reported as owned by TMG and not MCF.
This transaction was executed in multiple trades at prices ranging from $9.6900 to $9.7500. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $9.9700 to 10.1000. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $10.2500 to 10.2500. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.