Filing Details

Accession Number:
0001209191-18-041782
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-05 19:07:36
Reporting Period:
2018-06-29
Accepted Time:
2018-07-05 19:07:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1608249 Zayo Group Holdings Inc. ZAYO Telephone Communications (No Radiotelephone) (4813) 261398293
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1622435 Daniel Caruso 1821 30Th Street, Unit A
Boulder CO 80301
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-29 41,180 $0.00 3,553,349 No 4 M Direct
Common Stock Disposition 2018-07-05 15,099 $37.77 3,538,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-06-29 41,180 $0.00 41,180 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,066 Indirect By Bear Equity, LLC
Common Stock 1,130,957 Indirect By Bear Investments, LLLP
Common Stock 4,500,000 Indirect DPC Papa Bear Enterprises, LLC
Footnotes
  1. Each Part B restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
  2. The sale reported was mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
  3. The shares were sold in one transaction at the price reported.
  4. The reporting person disclaims beneficial ownership of the shares held by DPC Papa Bear Enterprises, LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  5. On July 6, 2017, the reporting person was granted Part B restricted stock units, which vested in full on June 29, 2018.