Filing Details

Accession Number:
0001209191-11-010985
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-18 13:46:43
Reporting Period:
2011-02-17
Filing Date:
2011-02-18
Accepted Time:
2011-02-18 13:46:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890846 Uroplasty Inc UPI Surgical & Medical Instruments & Apparatus (3841) 411719250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205069 Sven Wehrwein 5850 Opus Parkway
Suite 300
Minnetonka MN 55343
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-17 5,000 $1.82 10,025 No 4 M Direct
Common Stock Disposition 2011-02-17 5,000 $5.25 5,025 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock non-qualified stock options Disposition 2011-02-17 5,000 $1.82 25,000 $1.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2006-08-28 2011-08-27 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock non-qualified stock options $0.77 2009-09-15 2014-09-14 15,000 15,000 Direct
Common Stock non-qualified stock options $4.16 2011-09-14 2017-09-13 6,175 6,175 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-09-14 15,000 15,000 Direct
2017-09-13 6,175 6,175 Direct
Footnotes
  1. Includes 3,625 shares of restricted stock subject to risk of forfeiture that lapses six months from the grant date (September 14, 2010).
  2. Fully vested.