Filing Details
- Accession Number:
- 0001209191-18-041384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-03 21:01:57
- Reporting Period:
- 2018-06-29
- Accepted Time:
- 2018-07-03 21:01:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 818033 | Heron Therapeutics Inc. | HRTX | Pharmaceutical Preparations (2834) | 942875566 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1555089 | Robert Rosen | 4242 Campus Point Court Suite 200 San Diego CA 92121 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-29 | 129,469 | $7.20 | 132,109 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-29 | 75,661 | $39.14 | 56,448 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-29 | 51,696 | $40.17 | 4,752 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-29 | 2,112 | $41.39 | 2,640 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-07-02 | 95,531 | $7.20 | 98,171 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-02 | 92,131 | $38.13 | 6,040 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-07-02 | 3,400 | $38.75 | 2,640 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-06-29 | 129,469 | $0.00 | 129,469 | $7.20 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-07-02 | 95,531 | $0.00 | 95,531 | $7.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 695,531 | 2023-05-01 | No | 4 | M | Direct | |
| 600,000 | 2023-05-01 | No | 4 | M | Direct |
Footnotes
- The stock option exercise and sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan dated as of May 23, 2018.
- The range of sales prices received was $38.75 to $39.75. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.
- The range of sales prices received was $39.775 to $40.70. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.
- The range of sales prices received was $41.075 to $41.45. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.
- The range of sales prices received was $37.50 to $38.50. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.
- The range of sales prices received was $38.55 to $38.85. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.
- At the date of filing, 412,500 shares of the options granted pursuant to the underlying awards were fully vested and exercisable.
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