- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2018-07-03 18:50:37
- Reporting Period:
- Accepted Time:
- 2018-07-03 18:50:37
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1501989||Cytomx Therapeutics Inc.||CTMX||Pharmaceutical Preparations (2834)||273521219|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1654058||A. Sean Mccarthy||C/o Cytomx Therapeutics, Inc. |
151 Oyster Point Blvd., Suite 400
South San Francisco CA 94080
|President And Ceo||Yes||Yes||No||No|
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Stock||Stock Option (Right to Buy)||Disposition||2018-07-02||13,052||$0.00||13,052||$1.57|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
- The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- Share numbers reflect the transfer of (i) 77,118 shares to the reporting person and (ii) 77,119 shares to the reporting person's ex-wife, from McCarthy Family Trust dated August 9, 2001, Sean A. McCarthy and Jeanette J. McCarthy, Trustees, pursuant to a domestic relations order.
- This transaction was executed in multiple trades in prices ranging from $22.56 to $23.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- This option vests in 48 substantially equal monthly installments starting on the last day of January 2015.