Filing Details

Accession Number:
0001638599-18-000707
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-02 16:05:34
Reporting Period:
2018-06-28
Accepted Time:
2018-07-02 16:05:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1682639 Eyenovia Inc. EYEN Pharmaceutical Preparations (2834) 471178401
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1728916 Tsontcho Ianchulev C/O Eyenovia Inc.
501 Fifth Avenue, Suite 1404
New York NY 10017
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.0001 Acquisiton 2018-06-28 6,000 $6.63 6,000 No 4 P Indirect By The Meliora Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By The Meliora Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.0001 18,749 Direct
Common Stock, Par Value $.0001 466,667 Indirect By Private Medical Equity, Inc.
Common Stock, Par Value $.0001 453,333 Indirect By PME Investor Services Eyenovia, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $1.24 2015-03-02 2025-03-02 40,000 40,000 Direct
Common Stock Stock Option (right to buy) $1.95 2027-07-07 401,056 401,056 Direct
Common Stock Stock Option (right to buy) $1.24 2015-03-23 2025-03-23 280,000 280,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-03-02 40,000 40,000 Direct
2027-07-07 401,056 401,056 Direct
2025-03-23 280,000 280,000 Indirect
Footnotes
  1. This transaction was executed in multiple trades ranging from $6.35 to $6.73. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder full information regarding the number of shares and prices at which the transactions were effected.
  2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  3. The option became exercisable as to 11,140 shares on August 7, 2017, and becomes exercisable in equal 11,140 share amounts on each of the 35 one-month anniversaries thereafter.