Filing Details

Accession Number:
0001548123-18-000151
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-02 14:48:16
Reporting Period:
2018-06-28
Accepted Time:
2018-07-02 14:48:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
918543 Castle Group Inc CAGU Hotels & Motels (7011) 990307845
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1412664 S Michael Nitta 590C Paiea St
Honolulu HI 96819
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-05-24 5,000 $0.37 0 No 4 S Indirect By daughter Nicolle
Common Stock Acquisiton 2009-05-24 5,000 $0.37 160,200 No 4 P Direct
Common Stock Acquisiton 2014-05-15 6,700 $0.37 166,900 No 4 P Direct
Common Stock Acquisiton 2014-08-21 5,000 $0.22 171,900 No 4 P Direct
Common Stock Acquisiton 2015-08-05 5,000 $0.31 176,900 No 4 P Direct
Common Stock Acquisiton 2018-06-14 4,200 $0.25 181,100 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By daughter Nicolle
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant $1.00 2016-12-16 2021-12-15 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-15 50,000 50,000 Direct
Footnotes
  1. Transferred shares from his daughter. Ownership went from indirect to direct.