Filing Details

Accession Number:
0001140361-18-030802
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-29 21:55:25
Reporting Period:
2018-06-27
Accepted Time:
2018-06-29 21:55:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1159036 Halozyme Therapeutics Inc HALO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091823 J Randal Kirk C/O Third Security, Llc
1881 Grove Avenue
Radford VA 24141
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-27 21,710 $17.34 5,299,374 No 4 S Indirect by R.J. Kirk DOT
Common Stock Disposition 2018-06-28 52,094 $16.99 5,247,280 No 4 S Indirect by R.J. Kirk DOT
Common Stock Disposition 2018-06-29 49,678 $16.97 5,197,602 No 4 S Indirect by R.J. Kirk DOT
Common Stock Disposition 2018-06-27 31,795 $17.34 3,945,650 No 4 S Indirect by Kapital Joe
Common Stock Disposition 2018-06-28 76,291 $16.99 3,869,359 No 4 S Indirect by Kapital Joe
Common Stock Disposition 2018-06-29 72,753 $16.97 3,796,606 No 4 S Indirect by Kapital Joe
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by R.J. Kirk DOT
No 4 S Indirect by R.J. Kirk DOT
No 4 S Indirect by R.J. Kirk DOT
No 4 S Indirect by Kapital Joe
No 4 S Indirect by Kapital Joe
No 4 S Indirect by Kapital Joe
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,327,603 Indirect by TSCP V
Common Stock 290,460 Indirect by JPK 2012
Common Stock 46,701 Indirect by Kellie L. Banks LTT
Common Stock 354,654 Indirect by JPK 2009
Common Stock 354,653 Indirect by MGK 2009
Common Stock 2,235 Indirect by ZSK 2009
Common Stock 302,954 Indirect by JPK 2008
Common Stock 302,954 Indirect by MGK 2008
Common Stock 302,954 Indirect by ZSK 2008
Common Stock 11,317 Indirect by Lotus Capital
Common Stock 216,795 Indirect by Staff 2001
Common Stock 131,144 Indirect by Sr Staff 2006
Common Stock 65,572 Indirect by Staff 2006
Common Stock 21,858 Indirect by Incentive 2006
Common Stock 3,562,388 Direct
Footnotes
  1. Kapital Joe, LLC ("Kapital Joe") and the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") sold shares on a pro rata basis.
  2. Randal J. Kirk controls each of R.J. Kirk DOT, Kapital Joe, Third Security Capital Partners V, LLC ("TSCP V"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), Lotus Capital (2000) Company, Inc. ("Lotus Capital"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006") and Third Security Incentive 2006 LLC ("Incentive 2006"). Shares held by these entities may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.