Filing Details
- Accession Number:
- 0001069183-18-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-29 18:02:12
- Reporting Period:
- 2013-06-07
- Accepted Time:
- 2018-06-29 18:02:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069183 | Axon Enterprise Inc. | AAXN | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259254 | W Mark Kroll | 17800 N. 85Th St. Scottsdale AZ 85255 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-06-07 | 2,070 | $9.43 | 55,135 | No | 4 | G | Direct | |
Common Stock | Disposition | 2014-12-16 | 3,100 | $22.85 | 31,202 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | S | Direct |
Footnotes
- The reporting person inadvertently failed to report this disposition by gift on Form 5 for the registrant's 2013 fiscal year.
- Due to an administrative coding error by the reporting person's broker, the reporting person inadvertently did not report this open market sale transaction on Form 4 in 2014.
- During 2003 and 2004 the reporting person was granted 20,833 options in connection with the reporting person's service on the registrant's board of directors. Due to an administrative oversight, these options were incorrectly reported on Form 4 as the acquisition of non-derivative securities in Table I at the time of grant, while correctly reported as the acquisition of derivative securities in Table II. Upon exercise of the options by the reporting person in subsequent periods, the acquisitions were correctly reported as the disposition of the derivative securities in Table II and the acquisition of non-derivative securities in Table I. As a result of the incorrect reporting, beneficial ownership for the reporting person has been overstated by 20,833 shares in all Form 4s filed relating to the registrant since 2004 and prior to the date of hereof. Accordingly, the Amount of Securities Beneficially Owned Following Reported Transaction(s) above has been reduced by 20,833 shares.